Compliance Webinar Series- Managing your SRA Reporting Obligations

Laurence Howland, the Director of Risk and Compliance at Buckles Solicitors LLP and How Compliance, will conduct a series of 8 webinars focusing on compliance regulations. The webinars aim to enhance attendees' understanding of compliance standards.

Participants can choose to attend all sessions, select 4 sessions, or pick individual sessions. This flexible approach allows attendees to customise their learning experience. Each webinar, spanning an hour, will zoom in on particular compliance-related issues.

Tuesday 15th October 2024 - 12:30pm - 1:30pm - Managing your SRA Reporting Obligations

This session will cover the requirements of the SRA Principles and Codes of Conduct and how they apply to firms, when you are expected to report breaches and how to effectively manage your regulatory reporting obligations.

Main contents,

• SRA Principals and Codes of Conduct
• Reporting obligations
• Drafting an effective report

The full webinar programme and costs:

Laurence Howland is the Director Risk and Compliance of Buckles Solicitors LLP, with overall responsibility for the firm’s Anti-Money Laundering and Regulatory Compliance, and Director of How Compliance Ltd providing training and consultancy services to firms across the regulated sector.

Laurence spent three years as a Senior Financial Investigator with the Solicitors Regulation Authority; prior to this, he served for thirty years with HM Revenue & Customs (previously HM Customs & Excise) as an accredited financial investigator leading criminal investigation teams dealing with money laundering, restraint and confiscation cases. Between 2010 and 2014, he was Fiscal Crime Liaison Officer appointed to the British Embassy in Beijing. He has spoken and written extensively on Informal Value Transfer Systems and underground money movements from the Far East and has given expert witness evidence on this subject. He has designed and delivered AML and financial crime training and guidance for a wide range of clients, including the Law Society and LexisNexis.

In 2021 Laurence was awarded an MSc in Financial Investigation with Distinction from the University of Central Lancashire. He was also presented with the prestigious Martin Kenney Award for Outstanding Contribution to Financial Investigation. 

E: Laurence.howland@howcompliance.co.uk